top of page
  • Facebook
  • Twitter
  • Instagram

Aegis. Putting People First.

Aegis Capital has been providing financial services for individuals and institutions since 1984. Our heritage is deeply rooted in our pioneering spirit- helping our clients find innovative solutions for preserving wealth and maximizing growth.

Main-entry-plaza-at-1345-Avenue-of-the-Americas-Courtesy-of-Fisher-Brothers-Management-Com

Backed By Experience

Our clients value our ability to help them identify and pursue their financial goals. We pride ourselves on delivering quality service with hands-on and tailored solutions

Clock Square
35+ Years In Business
400+ Financial Professionals
Brainstorming

We Have Processed Over $50B In Capital Markets Transactions

Our Experience & Services

Wealth Management

Aegis Capital Corp.’s financial professionals have the knowledge and the experience to understand your needs and help you reach your financial goals. We work with you one-on-one to find solutions that fit your specific investment goals and style.

Investment Banking

Aegis Capital Corp. provides a variety of Investment Banking services including Equity Financing, Debt Financing and Private Equity Banking. Our Investment Banking professionals are dedicated to providing objective strategic advice and financing solutions to companies across a full range of industries.

Equity Research

We seek to engage in ongoing dialogue with a broad range of industry and corporate experts to develop unique and differentiated sources of information. We look to identify investment alternatives that may be mispriced or misunderstood by the broader investing community.

Institutional Investors

Aegis’ well-seasoned sales and trading capabilities enable us to provide institutional clients with exceptional execution and insight into market dynamics.

Retirement Planning

As part of our full service commitment to our customers, representatives of Aegis Capital Corp. are proud to offer our clients a full range of Retirement Plan Solutions. Our retirement plan services carry the same commitment to independence and transparency that is found throughout our firm.

Private Equity

SternAegis Ventures is the management team within Aegis Capital Corp. that is responsible for venture capital and private equity financing. We are committed to identifying and financing ventures that can potentially realize above-average returns for investors willing and able to accept above average risk.

Fixed Income

Aegis Capital’s Fixed Income Group has assembled a team of dedicated sales and trading professionals with more than 160 years of collective experience who interface with a network of.......

Insurance

Aegis Capital Corp. operates a robust full service insurance department to help its financial advisors meet the insurance and risk planning needs of their customers and small business owners and executives, high net worth individuals, corporations and institutions.

Alternative Products

An alternative investment is an asset that is not one of the conventional investment types, such as stocks, bonds and cash. Most alternative investment assets are held by institutional investors or accredited, high-net-worth individuals because of the complex natures of the investments.

Special Purpose Vehicles

Aegis Special Situations Fund LLC and its successors (together, the “Funds”) are each a Delaware series limited liability company created for the purpose of making and managing investments in mid- or late-stage pre-IPO technology and services companies (each an “Issuer” and collectively the “Issuers”). 

Institutional & Corporate Investment Group

From lending services and financial planning to corporate cash management and private equity advising, your Institutional and Corporate Investment Group "ICIG" can harness the global resources of Aegis Capital Corp. and focus them on the specific needs of growing companies and their executives.

In The Press

Business Handshake

Aegis Capital Corp. Acted as Sole Bookrunner on a $41 Million IPO For GigaCloud Technology Inc.

Aug 22

Calculator

Aegis Capital Corp. Announces the Opening of the Northbrook, IL Location

Jul 20

Contact
Ready for the next step?
Let Us Help!

For a live discussion or consulting request, submit your information via the form and one of our expert advisors will get in touch. Feel free to send us an email as well.

Thank you! We’ll be in touch.

xlogo-300x54-2.png.pagespeed.ic_.nkzkchnVAG-2-1.png

Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

New York, NY 10105

Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

FINRA | SIPC | NQX | ARCA
Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

FINRA Broker Check | Senior Helpline |Clearing Firms Disclosures

Aegis Capital Corporation , All Rights Reserved

 

Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

© 2023 Aegis Capital Corporation, All Rights Reserved proudly created by YNotYou Media

bottom of page