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Transactions
Avinger
$4,500,000
Follow-On Offering
NASDAQ: AVGR
Aug 19
xG Technology
$10,000,000
Follow-On Offering
NASDAQ: XGTI
Dec 16
Stemline Therapeutics
$92,000,000
Follow-On Offering
NASDAQ: STML
Jan 19
Xoma Corp
$40,000,000
Follow-On Offering
Co-Manager
Apr 21
Healthcare Trust
$80,000,000
Preferred Stock
Co-Manager
Oct 21
Sunshine Biopharma Inc.
$8,000,000
Underwritten Public Offering and Uplisting
Sole Bookrunner
Feb 22
Xoma Corp.
$22,000,000
Series A Preferred Stock
Co-Manager
Dec 20
Jupiter Wellness
$32,500,000
Follow-On Offering
Sole Bookrunner
Jul 21
BiondVax Pharmaceuticals
$13,800,000
Follow-On Offering
Sole Bookrunner
Jan 21
Scynexis
$35,000,000
Follow-On Offering
NASDAQ: SCYX
Dec 19
Tellurian
$50,000,000
Senior Debt
Co-Manager
Nov 21
Harbor Custom Homes
$12,200,000
IPO
Co-Manager
Aug 20
CEL-SCI Corp
$14,650,000
Overnight Bought Offering
Joint Bookrunner
Dec 20
B. Riley Financial
$275,000,000
Senior Debt
Co-Manager
Aug 21
iMedia Brands
$75,000,000
Senior Debt
Co-Manager
Sept 21
CEL-SCI
$8,860,416
Overnight Bought Offering
Sole Bookrunner
Mar 20
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